MyBrokerageInfo.com
 

Below are the participating banks in the standard network
Bank Deposit Sweep Program (BDSP)®

Effective date May 15, 2013
POSITION Region 1
MA, ME, NH, RI, VT		 Region 2
CT, NY		 Region 3
AK, CO, HI, ID, KS, MT, NE, NM, NV, OR, UT, WA, WY		 Region 4
CA
1 Goldman Sachs Bank New York Community Bank Capital One (USA), N.A. Goldman Sachs Bank
2 Bank of the West GE Capital Retail Bank Bank of the West GE Capital Retail Bank
3 The Bank of East Asia, Ltd Goldman Sachs Bank Manufacturers and Traders Trust Wells Fargo Bank, N.A.
4 GE Capital Retail Bank Bank of China Bank of China New York Community Bank
5 Bank of China Capital One (USA), N.A. Goldman Sachs Bank Bank of China
6 State Bank of India Wells Fargo Bank, N.A. Cadence Bank, N.A. Cadence Bank, N.A.
7 New York Community Bank Cadence Bank, N.A. Wells Fargo Bank, N.A. First Niagara
8 First Niagara East West Bank First Tennessee Bank, N.A. State Bank of India
9 Cadence Bank, N.A. Bank of the West East West Bank Bank of the West
10 Manufacturers and Traders Trust Union Bank, N.A. GE Capital Retail Bank East West Bank
11 First Tennessee Bank, N.A. First Tennessee Bank, N.A. New York Community Bank The Bank of East Asia, Ltd
12 Union Bank, N.A. First Niagara First Niagara First Tennessee Bank, N.A.
13 East West Bank The Bank of East Asia, Ltd State Bank of India Manufacturers and Traders Trust
14 Capital One (USA), N.A. State Bank of India Union Bank, N.A. Capital One (USA), N.A.
15 Wells Fargo Bank, N.A. Manufacturers and Traders Trust The Bank of East Asia, Ltd Union Bank, N.A.
  Excess Bank List Excess Bank List Excess Bank List Excess Bank List
1 Capital One (USA), N.A. Capital One (USA), N.A. Capital One (USA), N.A. Capital One (USA), N.A.
2 Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A.
 
POSITION Region 5
AL, AR, AZ, KY, LA, MO,
OK, TX, TN		 Region 6
DC, DE, FL, GA, MD, MS,
NC, SC		 Region 7
IA, IL, IN, MI, MN, ND,
OH, SD, WI		 Region 8
NJ, PA, VA, WV, All Other
1 Bank of China Goldman Sachs Bank New York Community Bank Manufacturers and Traders Trust
2 GE Capital Retail Bank State Bank of India GE Capital Retail Bank Bank of China
3 Goldman Sachs Bank Manufacturers and Traders Trust Bank of the West Goldman Sachs Bank
4 New York Community Bank Bank of China Bank of China State Bank of India
5 Cadence Bank, N.A. First Tennessee Bank, N.A. Goldman Sachs Bank Wells Fargo Bank, N.A.
6 Wells Fargo Bank, N.A. First Niagara Cadence Bank, N.A. Cadence Bank, N.A.
7 First Niagara New York Community Bank State Bank of India New York Community Bank
8 Manufacturers and Traders Trust Cadence Bank, N.A. First Tennessee Bank, N.A. GE Capital Retail Bank
9 Bank of the West Bank of the West Union Bank, N.A. Bank of the West
10 State Bank of India Union Bank, N.A. East West Bank Union Bank, N.A.
11 Union Bank, N.A. GE Capital Retail Bank Capital One (USA), N.A. First Niagara
12 East West Bank Capital One (USA), N.A. Manufacturers and Traders Trust First Tennessee Bank, N.A.
13 Capital One (USA), N.A. East West Bank The Bank of East Asia, Ltd East West Bank
14 The Bank of East Asia, Ltd The Bank of East Asia, Ltd First Niagara Capital One (USA), N.A.
15 First Tennessee Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. The Bank of East Asia, Ltd
  Excess Bank List Excess Bank List Excess Bank List Excess Bank List
1 Capital One (USA), N.A. Capital One (USA), N.A. Capital One (USA), N.A. Capital One (USA), N.A.
2 Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A.

Program Bank Location
Bank City and State
Bank of China New York, NY
Bank of the West San Francisco, CA
Cadence Bank, N.A. Birmingham, AL
Capital One (USA), N.A. Glen Allen, VA
East West Bank
 Pasadena, CA
First Niagara Bank Buffalo, NY
First Tennessee Bank, N.A. Memphis, TN
GE Capital Retail Bank Salt Lake City, UT
Goldman Sachs Bank New York, NY
Manufacturers and Traders Trust Buffalo, NY
New York Community Bank Westbury, NY
State Bank of India New York, NY
The Bank of East Asia, Ltd. New York, NY
Union Bank, N.A. San Francisco, CA
Wells Fargo Bank, N.A. San Francisco, CA
The order and composition of the Program Bank List may change at any time. Please consult your Investment Representative with any questions.
You may contact your Investment Representative to designate a bank as ineligible to receive funds (otherwise known as "opting out" of a bank). Opting out of a Program Bank will affect the amount of your deposits eligible for FDIC insurance.
Excess Banks will accept funds without limitation and without regard to the Maximum Applicable FDIC Deposit Insurance Amount once funds equal to the Maximum Deposit Amount (as defined in the Bank Deposit Sweep Program Disclosure Document) have been deposited for you through the Bank Deposit Sweep Program in each Bank on the Program Bank List.
It is your obligation to monitor the total amount of deposits that you have at each bank including through bank accounts, certificates of deposit ("CDs") and deposits held through other brokers for purposes of reviewing deposits which may be eligible for insurance by the FDIC.

National Financial Services LLC, Member NYSE, SIPC
200 Seaport Boulevard, Boston, MA 02210
532604.5.14


AK 05/10/13 31235 p01 r02