2012 Tax Statement
Understanding your Form 5500
Understanding 5500
FAQs for 5500
Safeguarding Accounts
NFS Consolidated Statement of Financial Condition
NFS Privacy Notice (PDF)
NFS Business Continuity Statement (PDF)
My Brokerage Info
Illustrated Explanation of Form 5500-SF

Your Annual Valuation Statement provides information which may help you complete Form 5500-SF. Consult your tax advisor or the Department of Labor (DOL), Employee Benefits Security Administration (EBSA) with any questions.

Annual Valuation Statement

Form 5500-SF - For plans with less than 100 participants, including most one-participant plans.
Use the following information together with the Instructions for Form 5500-SF provided by the DOL to complete Form 5500-SF.

According to the Form 5500-SF Instructions, one-participant plans need only complete the following questions on the form:

  • Part I, lines A, B, and C
  • Part II, lines 1a - 5b
  • Part III, lines 7a-c, and 8a
  • Part IV, line 9a
  • Part V, line 10g
  • Part VI, lines 11-12e

Part I & Part II

Part I, Annual Report Identification Information

See the Form 5500-SF Instructions for Line A to determine whether your plan is a single-employer plan (most Premiere Select® Retirement plans are single-employer plans), (single-employer plans), a multiple-employer plan or a one-participant plan. In addition, select the one-participant box if appropriate. Select applicable boxes in Lines B or C.

Part II, Basic Plan Information

Part III, Financial Information

Part IV & Part V

Part IV, Plan Characteristics

Part V, Compliance Questions

According to the Form 5500-SF Instructions, one-participant plans should complete only question 10g.

If you have a multi-participant plan answer all of the Compliance Questions and provide the amounts for any of the questions that you have answered "Yes."

Part VI & Part VII

Part VI, Pension Funding Compliance

Part VII, Trust Information

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