You have been directed to this Web site because your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account. In this role, NFS distributes required and supplemental information to you regarding your account. This Web site was designed as a method for delivering this information to you. If you have any questions regarding the information posted here, please contact your investment representative.
2013 Tax Statement
NFS is committed to providing concise, detailed information to help you complete your income tax returns. Access this information here.
Supplemental Mortgage Pools
This guide may assist you in understanding your Supplemental Mortgage Pool Statements. These statements will be mailed by March 17, 2014, to holders of certain mortgage pool securities such as Ginnie Maes, Freddie Macs, and Fannie Maes. Learn more.
Royalty Trust Tax Information
If you own units in a royalty trust, see trust-provided tax information that will help you in preparing your tax returns. Learn more.
Understanding your Form 5500
This information has been prepared to help guide you through the forms required for filing Form 5500 for your Premiere Select® Retirement Plan. Learn more.
Understand how your assets held with NFS are protected. Learn more.
Callable Securities Lottery
When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, NFS has procedures in place that are designed to treat customers fairly in accordance with an impartial lottery process. Learn more.
NFS Consolidated Statement of Financial Condition
Under the Securities and Exchange Act of 1934, on a semiannual basis, NFS is required to provide information regarding its financial standing. Obtain the current version here.
NFS Privacy Notice
NFS is proud of its privacy and confidentiality practices. As custodian of your brokerage account, NFS has crafted a notice that describes its practices pertaining to the privacy of your personal information. Access the NFS Privacy Notice. (PDF)
NFS Business Continuity Statement
NFS has an extensive business continuity plan in place to safeguard your assets and protect vital account information in the event of a business interruption. Learn more. (PDF)